NASDAQ EXPERT WITNESS TESTIMONY – TRIAL TESTIFYING & CONSULTING

Nasdaq expert witness testimony leaders would tell you that it’s more than just a stock exchange—it’s sometimes hailed as a powerhouse in capital markets technology, data analytics, and financial infrastructure. By proxy, you’d hear from attorneys who hire a Nasdaq expert witness that it provides critical insights in legal cases involving trading systems, market surveillance, financial technology, and regulatory compliance. Work helps folks understand financial instruments, exchange operations, and digital innovations in trading.

1. Securities Fraud and Insider Trading
   Nasdaq expert witnesses analyze transaction histories, order flows, and pricing anomalies to assess whether trades violated securities laws or involved undisclosed information.
2. Market Manipulation Claims
   From spoofing to layering, a Nasdaq expert witness interprets trading patterns and explain whether certain actions disrupted fair and orderly markets.
3. Regulatory Compliance Investigations
   In disputes involving FINRA, SEC, or international regulators, experts help interpret Nasdaq rules, listing standards, and broker-dealer conduct guidelines.
4. Intellectual Property and Fintech Disputes
   With its growing suite of fintech and surveillance tools, a Nasdaq expert witness would testify in cases about algorithm design, trading software, or proprietary analytics.
5. Exchange Technology Failures and Operational Risks
   In the event of trading halts or system outages, experts evaluate whether Nasdaq’s infrastructure met industry standards and if proper safeguards were in place.

25 Products and Services a Nasdaq Expert Witness Follows:

1. Nasdaq Stock Market
2. Nasdaq Market Surveillance Technology
3. SMARTS Trade Surveillance
4. Nasdaq Trade Reporting Facility (TRF)
5. Market Data Feeds (ITCH, TotalView)
6. Nasdaq Matching Engine
7. Listing and Capital Market Services
8. Nasdaq Private Market
9. Nasdaq MarketSite systems
10. Nasdaq Financial Framework (NFF)
11. Real-time market analytics
12. Order routing systems
13. Nasdaq Data Link
14. Regulatory technology (RegTech) tools
15. Nasdaq ESG Data Hub
16. Nasdaq Boardvantage (governance platform)
17. Nasdaq IR Insight
18. Options Market infrastructure
19. Nasdaq Nordic & Baltic exchanges
20. Blockchain and digital asset market pilots
21. Corporate actions processing
22. Alternative Trading Systems (ATS)
23. Cross-asset surveillance tools
24. Dark pool monitoring
25. Exchange-traded product (ETP) services

A Nasdaq expert witness brings unmatched clarity to high-stakes financial disputes, bridging cutting-edge technology with the legal intricacies of today’s capital markets.